Diversification does not protect an investor from market risk and does not ensure a profit. Past performance is no guarantee of future results, and there is no guarantee that Kelley Investments’ investment decisions will be accurate or that their strategic allocations will be profitable. Please refer to Kelley Investments Form ADV Part II & Schedule F for details. Craig P. Kelley and Sean P. O’Hara offer Investment Advisory Services through Kelley Investments, A Registered Investment Advisor, and offer securities through Rydex Financial Services, Inc., a Division of Rydex Distributors, Inc. Member FINRA/SIPC. Rydex Financial Services is not affiliated with Kelley Investments and is located at: 9601 Blackwell Road Suite 500, Rockville, MD 20850, (866)842-3356.
TERMS OF USE: Kelley Investments is licensed to transact business in the states of AZ, CA, MD, MA, NV, NJ, TX, VA. If you are NOT a resident of one of these states, we must ask that you exit our site.
PRIVACY POLICY: What types of non-public personal information do we collect about you?
In the course of providing service to you, we collect non-public personal information about you from the following sources:
Information from you on account applications and other standard forms (for example: name, address, social security number, assets, types and amounts of investments, transactions, and income); Information about your Kelley Investment transactions, our affiliates or others including those companies that work closely with us to provide you with diverse financial products and services (for example: your account balance, payment history, parties to transactions, types and amounts of investments, transactions and credit card usage).
How do we protect the confidentiality and security of your non-public personal information?
Keeping your information secure is one of our most important responsibilities. We restrict access to non-public personal information about you to those employees and agents who need to know that information in order to provide products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your non-public personal information.
Do we disclose to any non-affiliated third parties your non-public personal information?
We do not sell, share or disclose your non-public personal information to non-affiliated third party marketing companies. We may disclose non-public personal information about you in connection with the transfer of your account to another financial institution at your request or the request of your representative. We may also disclose non-public personal information about you under circumstances as permitted or required by law. These disclosures typically include information to process transactions on your behalf, to conduct our operations, to follow your instructions as you authorize, or to protect the security of our financial records.
Do we disclose within our family of affiliated companies your non-public personal information?
In the course of providing services to you, we are permitted by law to share within our family of affiliated companies information about our transactions of experiences with you (such as account balance or payment history).